Canadian Securities Course

Here you have the best Canadian Securities Institute CSC practice exam questions

You have 3 total questions to study from
Each page has 5 questions, making a total of 1 pages
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This questions were last updated on November 18, 2025
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Question 1 of 3

Miranda shared with the financial advisor Siddharth that her friend advised her to buy ETNs, because they have no annual fee, are free of tracking error and credit risks, and the bank guarantees their investment performance. Which part of Miranda’s statement describes ETNs correctly?

ETNs are free of credit risk.

ETNs are free of tracking error risk.

ETNs’ investment performance is guaranteed by the bank.

ETNs have no annual fee.

Correct Answer: D

Question 2 of 3

When an individual ceases to work for a registered dealer, what automatically occurs to the individual’s mutual fund registration?

It is transferred.

It is withdrawn.

It is suspended.

It is terminated.

Correct Answer: D

Question 3 of 3

Which feature is unique to dark pools?

They offer same benefits and features as regular stock exchanges.

They block orders with very small bid/ask spreads.

They are exclusively used for large trades.

They are generally regulated as alternative trading systems.

Correct Answer: C