Investment Company and Variable Contracts Products Representative Qualification Examination (IR)

Here you have the best FINRA Series 6 practice exam questions

  • You have 316 total questions to study from
  • Each page has 5 questions, making a total of 64 pages
  • You can navigate through the pages using the buttons at the bottom
  • This questions were last updated on November 21, 2025
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Question 1 of 316
Which of the following statements about the over-the-counter market is true?
    Correct Answer: D

Question 2 of 316
All government bonds and the majority of corporate bonds are traded:
    Correct Answer: D

Question 3 of 316
Which of the following types of securities would not be traded in the over-the-counter market?

I. stock options -

II. government bonds -

III. corporate bonds -

IV. corporate stocks -
    Correct Answer: D

Question 4 of 316
Which of the following are duties of the specialist on an exchange floor?
I. executing limit orders if/when the limit price specified is reached
II. minimizing any imbalance in supply and demand for the stock(s) that the specialist is assigned
III. determining an opening price for each assigned stock every day
IV. serving as an auctioneer for the shares of the assigned stocks
    Correct Answer: D

Question 5 of 316
The price at which an investor can sell a security to a market maker in the over-the-counter market is called the:
    Correct Answer: C