Question 6 of 194

A Sanctions Compliance Officer conducts an investigation into an alert of a possible sanctions list match and determines that the alert is a true match to the sanctions list. Which step should the Officer take next?
Answer

Suggested Answer

The suggested answer is B.

Question 7 of 194

Which considerations should be taken into account when conducting sanctions due diligence on insurance companies as customers? (Choose three.)
Answer

Suggested Answer

The suggested answer is A, E, F.

Question 8 of 194

In sanctions investigations, social media: (Choose two.)
Answer

Suggested Answer

The suggested answer is D, E.

Question 9 of 194

Company X exports goods to the US. One of Company X’s three directors is also the 100% shareholder and has recently been designated as a sanctions target by OFAC. The night before designation, the shareholder resigned from the director role and transferred 25% of his shares to his spouse, as well as 26% to a company that is managed by a trust in which he is one of the beneficiaries. Which tactics are being used to evade the sanctions restrictions that apply to the shareholder?
Answer

Suggested Answer

The suggested answer is D.

Question 10 of 194

A tanker ship approaches the Persian Gulf reporting that is probably empty. It then vanishes from the tracking grid. Six days later, the ship reports back that it is riding with full tanks. Which evasion technique did the ship use?
Answer

Suggested Answer

The suggested answer is C.