Question 6 of 856

This is a type of employee benefit plan wherein the employer allocates a certain amount of money and then the employee spends that money for benefits selected from a menu covering everything from child care to health and life insurance to retirement benefits.
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The suggested answer is D.

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Question 7 of 856

Most financial planners fall into one of two categories based on how they are paid. Commission based planners earn commissions on the financial products they sell, whereas ______________ charge fees based on the complexity of the plan they prepare.
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The suggested answer is A.

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Question 8 of 856

When determining the interaction between the UK and EU on the regulation of the financial services industry, the UK government must always
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The suggested answer is B.

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Question 9 of 856

A client has previously written to her former adviser opting out of any marketing activities from the firm or any third parties. However she continues to receive direct investment offers from the firm. She should complain based on the firm not complying with which set of regulations?
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The suggested answer is B.

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Question 10 of 856

The Financial Services and Markets Act 2000 regulates the provision of which type(s) of financial advice?
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The suggested answer is B.

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