Question 6 of 856
This is a type of employee benefit plan wherein the employer allocates a certain amount of money and then the employee spends that money for benefits selected from a menu covering everything from child care to health and life insurance to retirement benefits.
Correct Answer: D

Question 7 of 856
Most financial planners fall into one of two categories based on how they are paid. Commission based planners earn commissions on the financial products they sell, whereas ______________ charge fees based on the complexity of the plan they prepare.
Correct Answer: A

Question 8 of 856
When determining the interaction between the UK and EU on the regulation of the financial services industry, the UK government must always
Correct Answer: B

Question 9 of 856
A client has previously written to her former adviser opting out of any marketing activities from the firm or any third parties. However she continues to receive direct investment offers from the firm. She should complain based on the firm not complying with which set of regulations?
Correct Answer: B

Question 10 of 856
The Financial Services and Markets Act 2000 regulates the provision of which type(s) of financial advice?
Correct Answer: B