Margin stock includes:
Margin stock includes:
Margin stock includes equity securities registered or having delisted trading privileges on a national securities exchange. This option accurately describes the types of equity securities that are considered margin stock, as these securities are commonly traded and recognized in the market, making them suitable as collateral in margin accounts.
D. Securities issued by an investment company registered under the Investment Company Act, except for: A company licensed under the Small Business Investment Company Act A company that has at least 95 percent of its assets continuously invested in exempted securities; A company that issues face-amount certificates; or A company that is considered a money market fund under the SEC Rules This option accurately describes the types of securities that are considered margin stock, with specific exceptions for certain types of investment companies registered under the Investment Company Act. These exceptions help clarify the scope of what constitutes margin stock in the context of Regulation U and related financial regulations.