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CRCM Exam - Question 3


A compliance professional's responsibilities include all of the following EXCEPT:

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Correct Answer: A

A compliance professional must understand the business units' operating environment and risk tolerance to effectively perform their duties. Therefore, this is not an exception to their responsibilities. The primary role of a compliance professional involves evaluating risks, conducting assessments, ensuring corrective actions, and assisting with compliance training. Therefore, the correct answer is the option that is not typically within the purview of their responsibilities, which would be 'Understanding the business units operating environment and risk tolerance'.

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JessyJazz24Option: D
Oct 4, 2023

Employees needs training and to make the the company better

Dex24Option: D
May 4, 2024

D, page 5.

Dex24
Jun 1, 2024

Per the online book, page 5, it is "assisting business UNITS..." not business "lines".